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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard C. Dworzak is a financial advisor with Benjamin F. Edwards & Company, Inc. Richard has been in the industry since 1999 and has a strong background in financial planning, portfolio management, and retirement planning. Richard holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE certification, and is a Certified Financial Planner. Prior to joining Benjamin F. Edwards & Company, Inc., Richard worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and George McKelvey Co., Inc. Richard specializes in working with individuals, families, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
03/29/2017 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
NJ
08/10/2011 - 03/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOMS RIVER NJ)
NJ
03/15/1999 - 06/30/2011
GEORGE MCKELVEY CO., INC. (SEA GIRT NJ)
BOTH
Issued 10/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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