Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard c? Claim Your ProfileRichard c Clark Fannin is a financial advisor registered with Wells Fargo Clearing Services, LLC. Richard c Clark Fannin has been in the financial services industry since June 6, 1995 and has a total of 20 years of experience. Richard c Clark Fannin has passed the Series 7, Series 63, Series 9, Series 10, and Series 65 exams and has a FINRA registration. Richard c Clark Fannin is also licensed in 20 states, including Florida and Texas, where Richard c Clark Fannin is currently registered. Richard c Clark Fannin has previously worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard c Clark Fannin's current employment with Wells Fargo Clearing Services, LLC began in October 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/03/2022 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
07/08/2010 - 11/08/2019
UBS FINANCIAL SERVICES INC. (JACKSONVILLE FL)
FL
06/07/1995 - 07/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
IA
Issued 07/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard c Fannin is the right advisor for you? Invested Better is here to help.
