Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Capasso is a financial advisor registered with LPL Financial LLC and CPC Financial Planning, Inc. Richard has been in the financial industry since 1993 and holds multiple licenses and certifications including Series 7, Series 63, and Series 65. Richard offers a variety of services to individual clients, corporations, and charitable organizations, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/09/2019 - Present
LPL Financial LLC (KING OF PRUSSIA PA)
PA
04/01/1997 - 12/11/2019
ROYAL ALLIANCE ASSOCIATES, INC. (KING OF PRUSSIA PA)
CA
09/14/1993 - 04/01/1997
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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