Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rowehl is a financial advisor with MMA Securities LLC. Richard has been in the financial services industry since 1996 and has a wide range of experience in the field. Richard is registered with the following states: California, Connecticut, New Jersey and New York. Richard has earned the Series 6, 7, 62, 63, 65, 66, and SIE licenses. Richard is also a Registered Representative of MMA Securities LLC. In addition to his financial services career, Richard is also involved in a number of other business activities. Richard is the CEO of RP Entertainment, a private company that provides disc jockey, karaoke, and trivia game services. Richard is also a member of the board of trustees for the Moose Lodge #318 in Greenlawn, NY. Richard is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
MA
10/18/2024 - Present
MMA Securities LLC (Boston MA)
NY
06/24/2015 - 09/15/2016
LPL FINANCIAL LLC (NEW YORK NY)
NY
10/25/2005 - 06/03/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
PA
01/07/2005 - 10/14/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
IL
08/08/2003 - 12/07/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/18/1999 - 03/29/2000
DIME SECURITIES, INC. (BROOKLYN NY)
OH
05/14/1999 - 10/18/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/05/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NJ
05/14/1996 - 05/13/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NC
07/19/1995 - 04/19/1996
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NA
09/23/1994 - 07/12/1995
SHEFFIELD INVESTMENTS, INC.
NY
08/27/1992 - 04/11/1994
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
08/06/1990 - 10/02/1990
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 12/12/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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