Unclaimed
Richard Yust is an investment advisor representative with Equitable Advisors, LLC. Richard has been in the securities industry since October 1979. Richard is registered with the state of Missouri and Illinois. Richard has held prior registrations with MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, UVEST Financial Services Group, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Richard has a long history of working in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
02/02/2018 - Present
Equitable Advisors, LLC (LADUE MO)
MO
03/25/2017 - 02/06/2018
MML INVESTORS SERVICES, LLC (ST. LOUIS MO)
MO
01/04/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
02/19/2013 - 01/02/2015
NEW ENGLAND SECURITIES (ST. LOUIS MO)
TN
07/22/2009 - 12/31/2009
UVEST FINANCIAL SERVICES GROUP, INC. (BRENTWOOD TN)
MO
10/15/2002 - 05/15/2009
AXA ADVISORS, LLC (CLAYTON MO)
NY
10/20/1980 - 10/04/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/01/1979 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/26/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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