Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bryan Defabio is a registered representative with Deutsche Bank Securities Inc. Richard has been in the securities industry since May 8, 2001 and has a Series 7, Series 63, and SIE license. Richard previously worked at PFS INVESTMENTS INC. and CALDWELL SECURITIES, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/07/2002 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NA
06/06/1994 - 12/31/1994
PFS INVESTMENTS INC.
NA
06/24/1991 - 05/26/1992
CALDWELL SECURITIES, INCORPORATED
BC
Issued 11/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Defabio is the right advisor for you? Invested Better is here to help.
