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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Simmonds is a financial advisor with Avantax Advisory Services. Richard has been in the financial services industry since 1987. Richard's previous experience includes working for Royal Alliance Associates, Inc. and Triple Check Financial Services, Inc. Richard is a Certified Financial Planner and holds a Series 6, 22, 62, 63, and 65 licenses. Richard specializes in financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NJ
05/18/2002 - Present
Avantax Advisory Services (RIVER VALE NJ)
AZ
05/09/1994 - 12/31/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
09/24/1987 - 05/09/1994
TRIPLE CHECK FINANCIAL SERVICES, INC. (BURBANK CA)
IA
Issued 11/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1994
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/26/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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