Unclaimed
Richard Schlueter is an investment advisor representative with Thrivent Investment Management Inc. Richard has been in the industry since 1991. Richard holds a Series 6, Series 7, Series 63, Series 65 and Series 66 licenses, and is registered in 11 states. Richard specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, corporations and churches. Richard has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/04/2024 - Present
Thrivent Investment Management Inc. (Willernie MN)
MN
02/05/2007 - 11/08/2011
LPL FINANCIAL LLC (BURNSVILLE MN)
MN
02/08/2007 - 09/27/2011
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MN
12/19/2001 - 02/09/2007
SII INVESTMENTS, INC. (WAYZATA MN)
GA
03/10/1998 - 12/20/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
02/13/1995 - 04/04/1998
MANEQUITY, INC. (BOSTON MA)
MA
01/31/1991 - 12/16/1993
MANEQUITY, INC. (BOSTON MA)
BOTH
Issued 05/08/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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