Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Matty is a financial professional with over 40 years of experience in the industry. He has held various roles at reputable firms including Ladenburg Thalmann & Co. Inc. and Josephthal Lyon & Ross Incorporated. Richard's expertise extends across several areas, demonstrated by his certifications, including Series 7, Series 99, Series 63, and Series 24. Currently, Richard is associated with American Capital Partners, LLC and holds registrations in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/24/2013 - Present
American Capital Partners, LLC (HAUPPAUGE NY)
NY
02/12/2001 - 06/15/2012
LADENBURG THALMANN & CO. INC. (MELVILLE NY)
NY
01/04/2002 - 11/19/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
08/04/1999 - 10/16/2000
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
07/28/1999 - 08/12/1999
GENEVA CAPITAL CORP. (NEW YORK NY)
NY
04/01/1999 - 07/13/1999
MATRIX U.S.A., LLC (NEW YORK NY)
NJ
04/14/1998 - 07/14/1998
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NY
07/11/1997 - 02/05/1998
D.H. BLAIR INVESTMENT BANKING CORP. (NEW YORK NY)
NY
01/30/1997 - 07/09/1997
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
02/27/1995 - 12/19/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
09/02/1993 - 02/22/1995
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
NY
11/30/1990 - 09/15/1993
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NJ
05/15/1990 - 10/26/1990
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NA
10/20/1987 - 04/16/1990
MABON, NUGENT & CO.
NA
02/23/1984 - 10/03/1987
SWERGOLD, CHEFITZ & SINSABAUGH, INC.
NA
08/10/1973 - 02/17/1984
JOSEPHTHAL & CO., INCORPORATED
NA
12/24/1970 - 08/03/1973
WHITE, WELD & CO. INCORPORATED
BC
Issued 04/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1977
PC - AMEX Put and Call Exam
BC
Issued 12/21/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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