Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bruce Goldstein is a financial advisor with over 40 years of experience in the industry. Richard is currently registered with B. Riley Wealth Advisors, Inc. in California and Texas. Richard has previously worked with a number of firms including National Securities Corporation, Legend Merchant Group, Inc., International Assets Advisory, LLC, Anderson & Strudwick, Incorporated, Jesup & Lamont Securities Corp, Global Crown Capital, LLC, Moors & Cabot, Inc., Trautman Wasserman & Company, Inc., Sutro & Co. Incorporated, Smith Barney Inc., Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (LIVERMORE CA)
CA
04/27/2012 - 07/22/2022
NATIONAL SECURITIES CORPORATION (LIVERMORE CA)
CA
07/26/2011 - 05/10/2012
LEGEND MERCHANT GROUP, INC. (SAN FRANCISCO CA)
FL
04/09/2012 - 04/20/2012
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
CA
07/08/2010 - 08/01/2011
ANDERSON & STRUDWICK, INCORPORATED (SAN FRANCISCO CA)
CA
07/31/2009 - 07/14/2010
JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)
CA
03/31/2007 - 08/10/2009
GLOBAL CROWN CAPITAL, LLC (SAN FRANCISCO CA)
CA
06/03/2003 - 04/02/2007
MOORS & CABOT, INC. (SAN FRANCISCO CA)
NY
02/22/2001 - 06/03/2003
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
CA
08/28/1997 - 02/22/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
05/28/1991 - 08/29/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
07/06/1982 - 05/28/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
10/23/1978 - 07/19/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/01/1978 - 10/18/1978
DEAN WITTER REYNOLDS INC.
IA
Issued 06/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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