Unclaimed
Richard Brondyke is a financial advisor at PFS Investments Inc., based in Lancaster, Pennsylvania. Richard has been in the financial industry since April 2016. Richard holds Series 6, 63, 65, and SIE licenses. Richard is registered to offer investment advice in Colorado, Massachusetts, North Carolina, Pennsylvania, and Wisconsin. In addition to offering financial advice, Richard may also receive non-investment related compensation for the sale of loan products, home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
03/31/2020 - Present
PFS Investments Inc. (LANCASTER PA)
IA
Issued 03/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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