Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wolf is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry since 2000. Richard holds Series 7, 24, 55, 63, and 66 licenses. Richard has experience with Woodbury Financial Services, Inc., Infinex Investments, Inc., Prudential Annuities Distributors, Inc., CUNA Brokerage Services, Inc., J Giordano Securities Group, and People's Securities, Inc. Richard also holds insurance licenses in multiple states. Richard is registered with LPL Financial LLC in Connecticut and Texas. Richard has worked with a wide range of clients, including high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals. Richard offers a variety of financial services, including financial planning, portfolio management, and investment advisory services. Richard is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/28/2022 - Present
LPL Financial LLC (FAIRFIELD CT)
CT
10/08/2021 - 04/26/2022
WOODBURY FINANCIAL SERVICES, INC. (FAIRFIELD CT)
CT
01/03/2018 - 06/08/2021
INFINEX INVESTMENTS, INC. (Oxford CT)
CT
05/10/2006 - 01/05/2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
10/24/2005 - 04/05/2006
CUNA BROKERAGE SERVICES, INC. (DANBURY CT)
NY
05/09/2002 - 09/23/2005
J GIORDANO SECURITIES GROUP (NEW YORK NY)
CT
08/31/2000 - 05/07/2002
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
BOTH
Issued 02/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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