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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Welsh is a financial advisor registered with LPL Financial LLC in the state of Maryland since 2012. Richard has been active in the securities industry since 1991. Richard has experience with several firms including UBS Financial Services Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, The Advisors Group, Inc. and The Investment Center, Inc. Richard is licensed to offer investment advice to individuals and businesses in several states including Maryland, Virginia, New Jersey, Pennsylvania, Arizona, Colorado, Massachusetts, Montana, Delaware, Florida and Maine. Richard has earned multiple industry certifications including the Series 7, Series 24, Series 4 and Series 63 exams, as well as the Uniform Investment Adviser Law Examination (Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/31/2012 - Present
LPL Financial LLC (MARRIOTTSVILLE MD)
MD
08/17/2007 - 12/19/2011
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
MD
02/21/2006 - 08/22/2007
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
MD
10/20/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
08/16/1996 - 10/08/1997
THE ADVISORS GROUP, INC. (BETHESDA MD)
NJ
12/13/1990 - 03/21/1996
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
IA
Issued 01/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1994
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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