Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Brian Sullivan has been a registered representative for over 14 years, with experience at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Richard is currently registered with Fidelity Brokerage Services LLC and holds a Series 6, Series 7, and Series 63 license as well as the SIE. Richard has been in the securities industry since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/25/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
01/01/2008 - 11/06/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
03/05/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 03/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Richard Sullivan is the right advisor for you? Invested Better is here to help.
