Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Slaski is a financial advisor with over 17 years of experience in the industry. Richard is currently registered with MGI Funds Distributors, LLC in California. Richard has a broad range of experience with securities and investment products. Richard previously worked for MMC Securities LLC. Richard holds the following licenses: Series 6, Series 63, Series 26, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/06/2020 - Present
MGI Funds Distributors, LLC (Irvine CA)
CA
11/07/2006 - 12/31/2019
MMC SECURITIES LLC (SAN DIEGO CA)
IA
Issued 08/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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