Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Handler is a financial advisor with Jefferies LLC. Richard has been in the industry since September 21, 1987. Richard is registered in multiple states for both broker-dealer and investment advisor services. Richard has a broad range of experience having previously worked for several other firms including Drexel Burnham Lambert Incorporated, Jefferies Partners Opportunity Fund, LLC and Griffin Trading Specialists LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/04/1990 - Present
Jefferies LLC (STAMFORD CT)
CT
06/17/1999 - 06/03/2013
JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)
CT
05/10/2001 - 02/20/2008
JEFFERIES PARTNERS OPPORTUNITY FUND III, LLC (STAMFORD CT)
CT
10/19/2001 - 02/19/2008
GRIFFIN TRADING SPECIALISTS LLC (STAMFORD CT)
CT
05/10/2001 - 02/19/2008
JEFFERIES PARTNERS OPPORTUNITY FUND V, LLC (STAMFORD CT)
CT
05/10/2000 - 06/01/2007
JEFFERIES EMPLOYEES OPPORTUNITY FUND, LLC (STAMFORD CT)
CT
04/01/1999 - 06/01/2007
JEFFERIES PARTNERS OPPORTUNITY FUND, LLC (STAMFORD CT)
NY
05/10/2001 - 05/11/2007
JEFFERIES PARTNERS OPPORTUNITY FUND IV, LLC (NEW YORK NY)
CA
10/19/2001 - 03/21/2002
JEFFERIES PARTNERS OPPORTUNITY FUND VII, LLC (LOS ANGELES CA)
NA
09/22/1987 - 05/11/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 08/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Handler is the right advisor for you? Invested Better is here to help.
