Unclaimed
Richard Dibattista has been in the securities industry since November 1999 and is currently registered with Allstate Financial Services, LLC. Richard has a Series 6, 7, 24, 26, 52, and 53 license and is registered with FINRA and in Pennsylvania. Richard has previously been employed with NYLIFE Securities LLC and Allstate Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/28/2022 - Present
Allstate Financial Services, LLC (Lincoln NE)
PA
12/21/2020 - 01/05/2022
NYLIFE SECURITIES LLC (HARRISBURG PA)
PA
09/22/1999 - 11/05/2020
ALLSTATE FINANCIAL SERVICES, LLC (MALVERN PA)
BC
Issued 10/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/11/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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