Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nelson is a financial professional with over 14 years of experience in the securities industry. Richard holds a Series 7, Series 66, Series 55, SIE, Series 62 and Series 57TO licenses. Richard has been employed by T3 Trading Group, LLC since 2015, with a prior registration from 2011 to 2015. Richard's previous experience includes employment at JRL Capital Corporation, WFP Securities and Crowell, Weedon & Co. Richard is currently registered with FINRA and is active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/21/2019 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
11/04/2015 - 10/18/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
CA
07/01/2011 - 10/12/2015
JRL CAPITAL CORPORATION (IRVINE CA)
CA
08/06/2009 - 07/20/2011
WFP SECURITIES (IRVINE CA)
CA
05/27/2008 - 06/19/2009
CROWELL, WEEDON & CO. (LOS ANGELES CA)
BOTH
Issued 10/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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