Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fitzgerald is a financial advisor with over 29 years of experience in the industry. Richard is currently registered with Charles Schwab & Co., Inc. in New Jersey and Texas. Previously, Richard has worked for other prominent firms including Raymond James Financial Services, Inc. and Merrill Lynch. Richard offers financial planning, wrap fee programs and other investment advisory services. Richard's experience and expertise make him a valuable resource for investors seeking comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
01/06/2020 - Present
Charles Schwab & CO., Inc. (Millburn NJ)
FL
01/02/2004 - 06/09/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
10/05/1995 - 12/02/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
05/12/1995 - 09/20/1995
BHCM INC. (HOUSTON TX)
IN
03/03/1995 - 05/12/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
02/08/1994 - 03/07/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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