Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Barker is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Raymond James Financial Services Advisors, Inc. and holds Series 7, 63, and 65 licenses. Richard has previously worked with Cetera Investment Services LLC and Wells Fargo Investments, LLC. Richard is a financial advisor who provides investment advisory services, financial planning, and portfolio management to individuals, businesses, and retirement plans. Richard also provides hourly and fixed rate consultations to clients. Richard is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
08/01/2016 - Present
Raymond James Financial Services Advisors, Inc. (SAN ANGELO TX)
TX
07/06/2007 - 07/29/2016
CETERA INVESTMENT SERVICES LLC (SAN ANGELO TX)
TX
12/13/2000 - 07/06/2007
WELLS FARGO INVESTMENTS, LLC (SAN ANGELO TX)
MN
12/14/2000 - 08/14/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
03/16/1994 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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