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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bradley Mundy is a financial advisor with Mercer Global Advisors Inc.. Richard has over 10 years of experience in the financial services industry. Richard is registered with the state of Georgia, Louisiana and Texas. Richard is a Certified Financial Planner and has passed the Series 6, 7, 63 and 66 exams. Richard has worked for a number of firms including Fidelity Brokerage Services LLC, Mercer Allied Company, L.P., MML Investors Services, Inc., and SagePoint Financial, Inc.. Richard specializes in providing financial advice to individuals and families. Richard's specialties include retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
12/23/2020 - Present
Mercer Global Advisors Inc. (Atlanta GA)
GA
11/29/2012 - 01/16/2019
FIDELITY BROKERAGE SERVICES LLC (DUNWOODY GA)
CA
01/26/2011 - 11/29/2012
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
CA
04/07/2010 - 10/20/2010
MML INVESTORS SERVICES, INC. (NEWPORT BEACH CA)
CA
11/23/2009 - 04/12/2010
SAGEPOINT FINANCIAL, INC. (HUNTINGTON BEACH CA)
BOTH
Issued 06/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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