Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Schweitzer is a financial advisor with over 30 years of experience in the financial services industry. Richard Schweitzer has been registered with Wells Fargo Clearing Services, LLC since 2010. Richard Schweitzer previously worked for Ameriprise Financial Services, Inc., Wachovia Securities, LLC, Wachovia Securities, Inc., Wachovia Brokerage Service, PNC Brokerage Corp and The Huntington Investment Company. Richard Schweitzer is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, 63, 65, 24, 4, 9, 10, 3, 31, 72 and SIE license. Richard Schweitzer specializes in providing financial advice to individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Richard Schweitzer is also a registered Investment Advisor and is licensed to provide investment advice in the states of Georgia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/02/2021 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
05/18/2010 - 10/29/2020
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
GA
11/25/2008 - 09/01/2009
AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)
GA
01/02/2002 - 09/17/2008
WACHOVIA SECURITIES, LLC (WOODSTOCK GA)
NC
02/14/2000 - 12/31/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
04/15/1998 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
PA
03/14/1995 - 11/26/1997
PNC BROKERAGE CORP (PITTSBURGH PA)
OH
11/24/1987 - 01/06/1994
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NA
07/23/1986 - 12/14/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 07/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1997
Series 4 - Registered Options Principal Examination
BC
Issued 05/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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