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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Boatwright Alexander is an investment advisor representative with Steward Partners Investment Advisory, LLC based in New York, NY. Richard has been in the industry since January 2003. Richard has been registered with the firm since June 2022 and has also worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, VALMARK SECURITIES, INC. and WELLS FARGO ADVISORS, LLC. Richard has passed several exams including Series 6, 7, 63, 65, SIE and 9. Richard has worked with individual clients, high-net-worth individuals, corporations, pension plans, and charitable organizations. Richard specializes in portfolio management, financial planning, pension consulting, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/23/2022 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NC
06/11/2018 - 06/28/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HENDERSONVILLE NC)
NC
01/16/2014 - 04/02/2018
VALMARK SECURITIES, INC. (ASHEVILLE NC)
NC
06/11/2012 - 12/11/2013
WELLS FARGO ADVISORS, LLC (HENDERSONVILLE NC)
NC
05/21/2002 - 02/01/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
IA
Issued 07/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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