Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard McDermott is a financial advisor with over 30 years of experience in the industry. Currently registered with Rosenblatt Securities Inc. in New York, NY, Richard has a strong background in investment banking. He is a Series 7, 24, 63, 79 and SIE licensed professional. Throughout his career, Richard has held positions at several reputable firms including Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cantor, Weiss & Friedner, Inc., Puglisi & Co., Schottenfeld Group LLC, Cowen and Company, Lazard Capital Markets LLC, Guggenheim Securities, LLC, Butler Capital Partners, Silver Leaf Partners, LLC, and GT Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/26/2024 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
CA
10/22/2020 - 03/04/2024
GT SECURITIES, INC. (LOS ANGELES CA)
NY
03/07/2017 - 10/31/2018
SILVER LEAF PARTNERS, LLC (NEW YORK NY)
NY
08/08/2016 - 03/01/2017
BUTLER CAPITAL PARTNERS (OLD WESTBURY NY)
NY
08/01/2013 - 03/18/2016
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
03/03/2008 - 05/29/2013
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/14/2006 - 02/20/2008
COWEN AND COMPANY (NEW YORK NY)
NY
07/08/2004 - 03/03/2006
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NY
04/24/2000 - 07/01/2004
PUGLISI & CO. (NEW YORK NY)
NY
08/07/1995 - 04/10/2000
CANTOR, WEISS & FRIEDNER, INC. (NEW YORK NY)
NY
05/25/1993 - 08/18/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/20/1991 - 05/25/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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