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Richard Bert Kuehn

Lazard Asset Management Securities LLC

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About Richard Bert Kuehn

Richard Bert Kuehn is a financial advisor with Lazard Asset Management Securities LLC. Richard has been in the industry since 2003 and has a strong background in financial services. Richard is licensed to offer securities and investment advisory services in all states. Richard has a broad range of experience and is committed to providing clients with personalized financial advice.

Firm Information

Richard Kuehn is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Kuehn’s Registration & Firm History

NY

09/06/2024 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

PA

11/11/2021 - 08/08/2024

HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)

CT

09/20/2019 - 11/09/2021

VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

CT

01/02/2019 - 09/25/2019

AQR INVESTMENTS, LLC (GREENWICH CT)

CO

02/06/2017 - 12/31/2018

ALPS DISTRIBUTORS, INC. (DENVER CO)

TX

06/12/2014 - 03/29/2016

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)

CT

04/02/2008 - 06/18/2014

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

PA

06/14/2005 - 03/26/2008

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

MA

05/08/2003 - 05/24/2005

SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)

MN

03/28/2001 - 05/06/2002

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

BOTH

Issued 11/22/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Bert Kuehn.
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