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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bernard Tropea is a financial advisor with over 35 years of experience in the financial services industry. Richard is currently registered with Raymond James & Associates, Inc. He is a registered representative and investment advisor, and is licensed to provide investment advice in multiple states, including Michigan, Texas, Florida, Maryland, Massachusetts, and more. Richard's expertise includes portfolio management for individuals and businesses, financial planning, and pension consulting. He has a proven track record of helping clients achieve their financial goals, and is dedicated to providing personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/18/2019 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
03/21/1994 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
05/24/1990 - 03/25/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/25/1987 - 07/03/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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