Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Benny Sexton is a financial advisor with over 22 years of experience. Richard joined Raymond James Financial Services Advisors, Inc. in 2009 and is currently registered with the firm in North Carolina as an Investment Advisor Representative. Richard also holds Series 7, 9, 10, 63, and 65 licenses, as well as the SIE. Richard's prior experience includes working at Edward Jones from 2000 to 2002. Richard is also the President of Sexton Companies Inc. which provides tax preparation and bookkeeping services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (HIGH POINT NC)
MO
09/26/2000 - 09/09/2002
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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