Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Benjamin Newfield is a financial professional with over 25 years of experience in the financial services industry. Richard is currently registered with Allstate Financial Services, LLC and is also registered with the states of Arkansas, Florida, Georgia, and South Carolina. Richard has previously held positions at Washington Square Securities, Inc., MONY Securities Corp., The Advisors Group, Inc., and WMA Securities, Inc. Richard holds FINRA Series 6, 63, and 65 licenses as well as the SIE. Richard is a dedicated professional with a strong commitment to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
09/06/2002 - Present
Allstate Financial Services, LLC (DULUTH GA)
CT
06/02/1999 - 09/03/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
05/08/1998 - 07/10/1998
MONY SECURITIES CORP. (NEW YORK NY)
MD
10/28/1997 - 04/24/1998
THE ADVISORS GROUP, INC. (BETHESDA MD)
GA
03/01/1995 - 11/11/1997
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 09/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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