Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Levin has been a financial advisor in the industry since 1991. He joined Mutual Advisors, LLC in June 2013. Previously, he was with Mutual Securities, Inc., from April 2012 to December 2023. Richard is a Registered Representative in California and holds Series 7, Series 24, Series 31, and Series 63 licenses. Richard Levin has a track record of success in the financial services industry and is committed to providing personalized service to his clients. He specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/02/2013 - Present
Mutual Advisors, LLC (CAMARILLO CA)
CA
04/05/2012 - 12/07/2023
MUTUAL SECURITIES, INC. (CAMARILLO CA)
CA
06/01/2009 - 04/18/2012
MORGAN STANLEY SMITH BARNEY (OXNARD CA)
CA
01/04/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OXNARD CA)
CA
11/27/2002 - 01/03/2008
THE SHEMANO GROUP, INC. (LOS ANGELES CA)
NY
09/05/2000 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
11/12/1993 - 02/25/1994
H.J. MEYERS & CO., INC.
NA
11/25/1991 - 09/08/1992
DEAN WITTER REYNOLDS INC.
NA
03/01/1991 - 09/11/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 11/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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