Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Aylen is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Richard has been in the securities industry since September 16, 1997. Richard is registered with the state of Washington as a broker-dealer and an investment advisor representative, and is also registered with the state of Texas as an investment advisor representative. Richard holds the Series 7, Series 63, and Series 65 licenses. Richard has a history of working at various firms, including Wells Fargo Investments, LLC and Wells Fargo Securities Inc. Richard currently works out of the Mercer Island, WA and Seattle, WA branch offices. Richard Aylen provides advisory services to individuals, businesses, and institutions, including financial planning, portfolio management, pension consulting, and investment consulting. Richard also owns and manages rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (MERCER ISLAND WA)
WA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
CA
10/20/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
09/17/1997 - 10/23/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Aylen is the right advisor for you? Invested Better is here to help.
