Unclaimed
Richard Behring is a financial professional with over 30 years of experience in the securities industry. Richard is currently registered with Dealerweb Inc. in New Jersey and has previously been registered with Hilliard Farber Securities Corp. and First Investors Corporation. Richard has a broad range of licenses and expertise including the Series 6, 7, 63, and 72 exams. Richard is a valuable resource for investors seeking guidance on a variety of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/25/1987 - Present
Dealerweb Inc. (Jersey City NJ)
NY
06/21/1988 - 07/06/2010
HILLIARD FARBER SECURITIES CORP. (NEW YORK NY)
NA
11/21/1983 - 03/20/1984
FIRST INVESTORS CORPORATION
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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