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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Barry Zins is a financial advisor with UBS Financial Services Inc. Richard is registered with the state of Connecticut and has over 30 years of experience in the financial services industry. Richard has a wide range of experience, working with clients in various areas including investment management, retirement planning, and estate planning. Richard is committed to providing his clients with personalized financial advice and guidance. Richard is a Series 66, Series 63, Series 26, Series 7, and SIE licensed individual and has been registered with FINRA for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
06/06/2023 - Present
UBS Financial Services Inc. (WESTPORT CT)
CT
03/10/2006 - 06/07/2023
WELLS FARGO CLEARING SERVICES, LLC (RIDGEFIELD CT)
CT
09/10/1993 - 03/29/2006
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
07/23/1992 - 09/17/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 09/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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