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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Canter is a registered investment advisor representative with Cetera Investment Advisers LLC, where Richard has been working since November 2016. Richard is also a certified public accountant, working in accounting and tax since January 1987. Cetera Investment Advisers LLC is an investment advisor with offices in Schaumburg, Illinois. The firm's employee count is approximately 6,645. Cetera Investment Advisers LLC has a total of 423,554 client accounts under management, with approximately $104 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/27/2023 - Present
Cetera Investment Advisers LLC (LARGO FL)
CT
08/11/1995 - 09/15/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 11/4/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/4/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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