Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Shanley is an investment advisor representative for LPL Financial LLC. Richard has been in the industry since 1999 and has been registered with LPL Financial LLC since 2005. Richard has passed the Series 6, 7, 24, 31, 63, and 66 exams. Richard is also a Certified Financial Planner. Richard is registered in 28 states and the District of Columbia. Richard's previous employers include Edward Jones and Van Kampen Funds Inc. Richard is affiliated with Horizon Wealth Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/05/2007 - Present
LPL Financial LLC (OAK BROOK IL)
MO
03/12/2001 - 03/29/2005
EDWARD JONES (ST. LOUIS MO)
TX
10/04/1999 - 03/12/2001
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 08/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Shanley is the right advisor for you? Invested Better is here to help.
