Unclaimed
Richard Sedway is a financial advisor with over 30 years of experience in the financial services industry. Richard is currently registered with Park Avenue Securities LLC, a financial firm with a history dating back to 1915. Richard has an extensive network of clients including high net worth individuals, corporations, charitable organizations, and pension plans. Richard holds a Chartered Financial Consultant designation and has passed the Series 6, 7, 22, 63 and 65 exams. Richard's professional experience has spanned multiple firms including Ameritas Investment Corp., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Ogilvie Security Advisors Corporation, and Pruco Securities Corporation. Richard is dedicated to providing individualized financial advice and strategies to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
09/28/2017 - Present
Park Avenue Securities LLC (INCLINE VILLAGE NV)
NV
12/11/2002 - 03/03/2006
AMERITAS INVESTMENT CORP. (INCLINE VILLAGE NV)
IN
08/17/2001 - 12/13/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/17/2001 - 12/13/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IL
03/22/1996 - 07/31/2001
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
NJ
03/18/1987 - 04/05/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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