Unclaimed
Richard Saunders is a financial advisor registered with Fidelity Brokerage Services LLC, with a registration date of June 13, 2024. Richard is licensed to provide securities advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Richard has passed the Series 7TO, Series 63 and SIE exams. Richard's current employment is with Fidelity Brokerage Services LLC in Durham, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/13/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 06/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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