Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard B. Miller is a financial advisor registered with J.P. Morgan Securities LLC. Richard has been in the industry for 14 years and holds the Series 6, 7, 63, and 66 securities licenses. Richard's current registrations include New Jersey, New York, and Texas. Richard has a total of 25 SRO registrations, 1 FINRA registration, 14 state registrations, and 3 IA state registrations. Richard has specialized in various aspects of financial advising, including investment advisory services for individuals, businesses, and pension consulting. Richard has worked with J.P. Morgan Securities LLC since 2017 and previously worked for Chase Investment Services Corp. Richard is based in East Rochester, NY and has access to the office locations at 865 Fairport Road in East Rochester and 609 Mosley Road in Fairport.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/20/2020 - Present
J.p. Morgan Securities LLC (EAST ROCHESTER NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (WEBSTER NY)
NY
09/15/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WEBSTER NY)
BOTH
Issued 06/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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