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Richard B Leake

Cadence Planning, LLC

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About Richard B Leake

Richard Leake is a financial advisor at Cadence Planning, LLC in Geneva, IL. Richard Leake has over 10 years of experience in the financial services industry and holds a Series 7, Series 3, Series 34, Series 66, and SIE licenses. Richard Leake is also a Certified Financial Planner. Richard Leake provides financial planning and portfolio management services to individuals and families. Richard Leake specializes in working with high-net-worth individuals. Cadence Planning, LLC is a Registered Investment Advisor (RIA) firm.

Firm Information

Richard Leake is currently registered with Cadence Planning, LLC. Cadence Planning, LLC is an investment advisor registered with the SEC. The firm has 2 investment adviser representatives and manages approximately $2,945,019 in assets for 11 clients, primarily high-net-worth individuals. Cadence Planning, LLC provides financial planning and portfolio management services for individuals.

$2.95M

Assets Under Management

5

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Leake’s Registration & Firm History

IL

08/19/2024 - Present

Cadence Planning, LLC (Geneva IL)

IL

07/16/2021 - 01/20/2023

CHARLES SCHWAB & CO., INC. (Chicago IL)

IL

11/22/2017 - 07/30/2021

TD AMERITRADE, INC. (CHICAGO IL)

IL

03/07/2017 - 11/02/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)

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Licenses & Designations

BOTH

Issued 04/19/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2018

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 02/23/2018

Series 3 - National Commodity Futures Examination

BC

Issued 03/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard B Leake.
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