Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard B. Hopf is a financial advisor with LPL Financial LLC. Richard has been in the industry since 2004. He holds Series 6, 7, and 63 securities licenses as well as a Series 65 license. Richard also holds registrations in over 30 states, including Missouri, Texas, and Wisconsin. Prior to joining LPL Financial, Richard worked for Northwestern Mutual Investment Services, LLC in Barrington, Illinois. Richard provides financial planning services, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/28/2011 - Present
LPL Financial LLC (GREENDALE WI)
IL
03/08/2004 - 03/19/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BARRINGTON IL)
IA
Issued 06/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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