Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Goodwyn is an active financial advisor with J.p. Morgan Securities LLC. Richard is a seasoned professional in the industry, having over 27 years of experience. Richard is licensed to provide advisory services in a broad range of states. He is also registered with Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Richard has also held prior positions at Barclay Capital Inc., Lehman Brothers Inc., Bear Wagner Specialists LLC, Links Securities Inc., and Financial Asset Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
SC
06/26/2014 - Present
J.p. Morgan Securities LLC (Bluffton SC)
NY
09/22/2008 - 05/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/09/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/24/2003 - 11/02/2005
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
05/28/1998 - 02/23/1999
LINKS SECURITIES INC. (NEW YORK NY)
OH
12/05/1996 - 07/08/1998
FINANCIAL ASSET MANAGEMENT, INC. (COLUMBUS OH)
MD
07/26/1994 - 05/08/1995
CHASE SECURITIES, INC. (NEW YORK MD)
NY
09/01/1993 - 05/04/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NJ
04/16/1990 - 03/08/1993
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
03/08/1989 - 06/26/1989
L. F. ROTHSCHILD & CO. INCORPORATED
NA
02/26/1987 - 02/22/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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