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Richard Austin Xu

Jane Street Capital, LLC

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About Richard Austin Xu

Richard Austin Xu is a financial professional who holds Series 7, Series 57 and Series 63 licenses. Richard Austin Xu is currently registered with Jane Street Capital, LLC, a broker dealer, and Jane Street Options, LLC, also a broker dealer. Richard Austin Xu has been in the industry for 1 year. Richard Austin Xu has previously worked with Jane Street Options, LLC and Jane Street Capital, LLC.

Firm Information

Richard Xu is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Xu’s Registration & Firm History

NY

08/30/2022 - Present

Jane Street Capital, LLC (New York NY)

NY

07/09/2021 - 09/08/2021

JANE STREET OPTIONS, LLC (NEW YORK NY)

NY

06/30/2021 - 09/08/2021

JANE STREET CAPITAL, LLC (New York NY)

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Licenses & Designations

BC

Issued 07/08/2021

Series 57TO - Securities Trader Exam

BC

Issued 06/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Austin Xu.
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