Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Holsan is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. Richard has over 39 years of experience in the financial services industry and has held several prior registrations with other firms including Ameriprise Financial Services, LLC, Securities America, Inc., and Wachovia Securities, LLC. Richard holds several licenses including Series 7, Series 6, Series 63, and Series 65, and provides a variety of services such as financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars. Richard works with individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
05/01/2023 - Present
Raymond James Financial Services Advisors, Inc. (Fort Lauderdale FL)
FL
01/30/2009 - 05/02/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Ft Lauderdale FL)
FL
05/05/2009 - 12/21/2010
SECURITIES AMERICA, INC. (PLANTATION FL)
FL
11/17/2004 - 02/05/2009
WACHOVIA SECURITIES, LLC (HOLLYWOOD FL)
NY
03/29/1999 - 11/12/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/18/1996 - 04/06/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/17/1995 - 08/29/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
04/17/1993 - 05/31/1995
FIS SECURITIES, INC. (BOSTON MA)
WI
07/05/1991 - 02/24/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
TN
02/16/1990 - 07/08/1991
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
NA
01/25/1988 - 03/06/1990
TAI SECURITIES CORP.
NY
02/25/1988 - 07/19/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/25/1988 - 07/19/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/02/1986 - 01/15/1988
TURCAN FINANCIAL GROUP, INC.
NA
07/14/1986 - 11/04/1986
IDS SECURITIES CORP.
NA
07/12/1983 - 11/04/1986
IDS MARKETING CORPORATION
NA
07/12/1983 - 10/17/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 5/5/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 7/13/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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