Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Augustus Samaroo is a financial advisor currently registered with Wells Fargo Clearing Services, LLC in Wilmington, DE. Richard Samaroo has been in the financial services industry for over 17 years. Richard Samaroo is also a registered representative with Wells Fargo Clearing Services, LLC. He is registered with the state of Delaware. Richard Samaroo is a Series 7, Series 6, Series 63, and Series 66 licensed advisor. Richard Samaroo has also worked for J.P. Morgan Securities LLC, WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS, LLC, and LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
06/03/2024 - Present
Wells Fargo Clearing Services, LLC (WILMINGTON DE)
NJ
11/24/2023 - 05/05/2024
J.P. MORGAN SECURITIES LLC (Parlin NJ)
NJ
11/10/2014 - 11/13/2023
WELLS FARGO CLEARING SERVICES, LLC (EAST BRUNSWICK NJ)
NJ
07/22/2011 - 03/26/2014
WELLS FARGO ADVISORS, LLC (EDISON NJ)
NJ
12/09/2010 - 07/13/2011
LPL FINANCIAL LLC (WEST WINDSOR NJ)
NJ
02/23/2005 - 09/23/2010
WELLS FARGO ADVISORS, LLC (NORTH BRUNSWICK NJ)
BOTH
Issued 01/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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