Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Augustine Sementa is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with D.a. Davidson & Co. and has been registered with the firm since October 2023. Prior to that, Richard was with Truist Investment Services, Inc. from February 2021 to October 2023, BB&T Securities, LLC from January 2016 to February 2021, and United Brokerage Services, Inc. from August 2011 to December 2015. Richard has also held positions at LPL Financial LLC, UVEST Financial Services Group, Inc., VALIC Financial Advisors, Inc., BB&T Investment Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Richard holds the Series 63, Series 66 and Series 7 licenses and the SIE exam. Richard is a Certified Financial Planner and offers a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
10/19/2023 - Present
D.a. Davidson & Co. (Wilmington NC)
NC
02/17/2021 - 10/23/2023
TRUIST INVESTMENT SERVICES, INC. (WILMINGTON NC)
VA
01/07/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
WV
08/22/2011 - 12/14/2015
UNITED BROKERAGE SERVICES, INC (WESTON WV)
WV
01/31/2008 - 08/19/2011
LPL FINANCIAL LLC (MORGANTOWN WV)
WV
10/22/2004 - 01/31/2008
UVEST FINANCIAL SERVICES GROUP, INC. (MORGANTOWN WV)
TX
08/18/2003 - 10/26/2004
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NC
04/18/2001 - 08/18/2003
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MN
02/20/2001 - 04/18/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/20/2001 - 04/18/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Richard Sementa is the right advisor for you? Invested Better is here to help.
