Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Arthur Wadatz is an investment advisor representative with Ameriprise Financial Services, LLC. Richard has been in the industry since 2000. Richard is registered with the state of Florida and holds Series 66, Series 63, Series 7TO, SIE, Series 55, and Series 7 licenses. Richard specializes in asset allocation services, financial planning, pension consulting, educational seminars, and publication of periodicals. Richard has worked previously with MetLife Securities Inc. and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/20/2023 - Present
Ameriprise Financial Services, LLC (Jacksonville FL)
MA
09/22/2001 - 12/19/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/22/2001 - 12/19/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
08/17/2000 - 11/30/2000
ALLEN C. EWING & CO. (JACKSONVILLE FL)
BOTH
Issued 12/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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