Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Shively is a financial advisor currently registered with Allstate Financial Advisors, LLC. Richard has been in the financial services industry since 2006. Richard is also registered as an Investment Advisor Representative in Ohio. Previously, Richard was registered with TRANSAMERICA FINANCIAL ADVISORS, INC., LINCOLN FINANCIAL SECURITIES CORPORATION, and WADDELL & REED, INC.. Richard is a Series 6 and Series 63 licensed professional and has passed the Securities Industry Essentials Examination. Richard has experience working with individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
OH
11/22/2023 - Present
Allstate Financial Advisors, LLC (West Chester OH)
OH
08/19/2014 - 11/06/2023
TRANSAMERICA FINANCIAL ADVISORS, INC (CINCINNATI OH)
OH
05/07/2007 - 04/28/2014
LINCOLN FINANCIAL SECURITIES CORPORATION (WEST CHESTER OH)
OH
11/30/2005 - 05/04/2007
WADDELL & REED, INC. (CINCINNATI OH)
BC
Issued 09/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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