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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard O'Leary is a financial advisor at Harbour Investments, Inc. in Madison, Wisconsin, with over 20 years of experience in the industry. Richard has a strong track record of providing financial advice to a wide range of clients, including individuals, corporations, and charitable organizations. He holds the Series 7, Series 63, Series 66, Series 24, Series 51, and Series 99TO licenses, as well as the SIE Exam certification. Richard is also a Registered Investment Advisor with the state of Wisconsin. Richard's areas of expertise include financial planning, investment management, and retirement planning. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/31/2012 - Present
Harbour Investments, Inc. (MADISON WI)
BOTH
Issued 08/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/09/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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