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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Michelson is an investment professional with over 15 years of experience in the financial services industry. Richard currently works at Wells Fargo Clearing Services, LLC where Richard has been a registered representative and investment advisor since May 2019. Prior to that, Richard was an investment advisor at Morgan Stanley and Ameriprise Financial Services, Inc. Richard holds Series 7, 66, and 65 licenses and provides financial planning, investment consulting, and portfolio management services to individuals and institutions. Richard has a broad range of experience working with a variety of client types, including high net worth individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
05/22/2019 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
03/21/2019 - 05/29/2019
SOFI SECURITIES LLC (Cottonwood Heights UT)
UT
03/07/2017 - 11/19/2018
MORGAN STANLEY (SOUTH JORDAN UT)
UT
03/16/2011 - 02/27/2017
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
10/09/2008 - 03/10/2011
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/31/2007 - 06/24/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MIDVALE UT)
IA
Issued 07/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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