Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kroll is a financial advisor with Principal Securities, Inc. and has over 30 years of experience in the financial services industry. He is a Certified Financial Planner™ professional and is registered to provide investment advisory services in Minnesota and Texas. Richard is also a registered securities representative in 26 states and is licensed to sell insurance products. Richard Kroll specializes in helping individual clients, high net worth individuals, and businesses with financial planning, portfolio management, and insurance needs. He has experience in offering investment advisory services to charitable organizations and pension and profit-sharing plans. He is committed to providing his clients with personalized, comprehensive financial planning and investment management services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
MN
03/08/2021 - Present
Principal Securities, Inc. (MINNETONKA MN)
IA
Issued 02/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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