Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hermann is a registered representative with Silver Leaf Partners, LLC in New York, NY. Richard has been in the industry since December 2003 and holds the Series 7, 24, 63 and SIE licenses. Previously, Richard was registered with HFV INVESTMENTS, LLC in Dallas, TX from December 2003 until January 2008. Richard holds active registrations in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/02/2008 - Present
Silver Leaf Partners, LLC (NEW YORK NY)
TX
12/05/2003 - 01/16/2008
HFV INVESTMENTS, LLC (DALLAS TX)
BC
Issued 10/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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